If you need to pass the Series 66 exam, this should help you AS A SUPPLEMENT to your reading. I can't stress this enough to pass the Series 66 exam you absolutely need to study hard and grind. YOU GOT THIS and I am here to help. Feel free to join my LIVE Q&A on any FINRA or NASAA exams every Tuesday and Thursday night.
0:00 Intro
01:37 What is the Administrator and Jurisdiction
02:30 Offer and Sale and Jurisdiction
07:55 Reasons to Deny the application
09:19 Consent to Service of Process
09:58 Civil (Unethical) vs Criminal( Fraud)
10:30 Offer of Rescission
11:38 Statute of Limitations
13:05 Account Types
16:40 Trust Accounts
20:36 Types of Corporations/Partnerships
26:28 Formulas
26:44 Top-down and Bottom-up investing
27:04 MPT ( Modern Portfolio Theory)
27:38 Expected Return
28:34 Standard Deviation/Risk/Volatility
28:48 Correlation
30:10 Optimal Portfolio
30:36 CAPM ( Capital Asset Pricing Model)
30:59 Beta and Alpha
32:06 Sharpe Ratio
33:04 Efficient Market Hypothesis
35:17 Time Value of Money ( Future Value, Present Value, IRR, DCF)
40:27 Dollar Weighted VS Time Weighted Average
41:37 Annualized Return
43:17 Median, Mode, Range, Mean
The video features Ken Finnen from Capital Vantage Tutoring providing an intensive review aimed at helping viewers prepare for the Series 66 exam. He begins by setting expectations for the video’s content, emphasizing that it is meant to be an engaging and efficient supplement for more comprehensive study materials.
Ken discusses various topics that are essential for the exam, focusing particularly on concepts related to jurisdiction and the administrative roles involved in state securities regulation. He explains the role of an administrator, which includes overseeing all security-related activities within a state, but not insurance or non-securities matters.
Jurisdiction, as he explains, pertains to the authority over trades or activities. Ken breaks down the concepts of "offer" and "sale" in securities, clarifying that both need to be present within a state for jurisdiction to apply. An "offer" involves any solicitation to buy shares, such as advertisements or calls, whereas a "sale" is the actual transaction.
He delves into nuances, such as the difference between a sale and a gift of securities. For instance, a gift of non-assessable securities (where no additional money can be demanded from the holder) does not constitute a sale and is not regulated under the same jurisdictional rules as sales. He contrasts this with assessable securities, which can require the holder to contribute additional funds, thus classifying the transfer as both an offer and a sale.
Ken’s explanation also covers how certain promotional activities, like offering stocks as part of a purchase deal or as an incentive for test driving a vehicle, can be categorized under these rules.
If you are looking for a Series 66 exam tutor please visit
www.capadvantagetutoring.com
If you are looking for materials you can get a 15% discount on STC materials by using this link
Securities Training Corporation--
www.stcusa.com/referral/capit...
If you are looking for an out of this world supplement go to:
achievable.me/?...
If you are looking for a trading app feel free to click here
WEBULL:act.webull.com/vi/z5dWcZuWlU4...
My Series 7 Discord / discord
Kindle Unlimited has some free resources for members
amzn.to/2QiIUPd
Some more Series 7 top off material ( new and used)
Series 7 for Dummies--amzn.to/36lmX7r
Series 7 for Dummies Questions -- amzn.to/352vDiK
Series 6 questions-- amzn.to/2ToH01j
Series 6 book by Wiley -- amzn.to/2wpInn9
Michael Lewis ( love his take on finance )
Liars poker amzn.to/34J6MQH
Flash Boys amzn.to/34zVwFU
Money Culture amzn.to/2JSV6CQ
PANIC!! amzn.to/2Nlvd0w
Ray Dalio
Big Debt Crisis amzn.to/36EGaSA
1980s Insider Trading Scandal ( I read this 2 or 3 times ) it’s NOT the movie ha-ha
amzn.to/34A7rnm
#finra #series65 #series66
24 июл 2024
