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Basic Wisdom - basicwisdom.net
Tutoring - bit.ly/2Hwf2vy
Other Basic Wisdom videos - bit.ly/2FrIZe6
We explore the exclusions that may be claimed to avoid registration as a broker-dealer and explore a practice question together. This is one of many videos available on the Achievable platform - links to our learning program are above!
Video introduction: (0:00)
General broker-dealer exclusions: (1:32)
"No office" exclusions: (5:57)
Analyzing a practice question: (10:05)
Achievable outro: (14:48)
24 июл 2024
