Starting An Investment Fund - Here Are The Ground Rules

Просмотров 47 тыс.

% 956

I get a lot of questions about investor caps for for those wanting to start investment funds. In this video I will share some ground rules that you need to consider when planning or starting your fund.
If you are planning to launch an investment fund of any kind, you will be required by the SEC to disclose any risk associated with the offering by use of a Private Placement Memorandum (PPM). I am a seasoned private placement securities attorney and can help guide you through this path of regulatory compliance. Please feel free to reach out to me if I can help clarify any steps in bringing your offering to the market.
If you are not sure exactly what you might need or looking for some guidance, I offers a no cost or obligation consultation about your PPM offering / business venture. Thanks for watching and remember to subscribe! :-)
Get your free getting started package here: theppmattorney.com/the-ppm-attorney/
Phone: (281) 203-0194
E-mail: darin@theppmattorney.com
Related Resources:
How To Start A Real Estate Investment Fund
ru-vid.com/video/%D0%B2%D0%B8%D0%B4%D0%B5%D0%BE-LVvKUVEJ9N4.html
Why You Should Consider The PPM Attorney:
ru-vid.com/video/%D0%B2%D0%B8%D0%B4%D0%B5%D0%BE-NcNF-8osLGc.html
NOT TO BE CONSTRUED AS LEGAL, FINANCIAL, OR TAX ADVICE. I AM NOT YOUR LAWYER UNLESS A DULY EXECUTED ENGAGEMENT LETTER EXISTS BETWEEN US. (c) 2019 Darin H. Mangum, PLLC

Опубликовано:

28 сен 2019

Ссылка:

Скачать:

Готовим ссылку...

Добавить в:

Мой плейлист

Посмотреть позже

Комментарии : 92

@ScottBrown-c3p Год назад

I admire the financial independence of people, But you can live better if you work a little more. After watching this I think there are people out there, on the extreme, who plan to die early just to be able to retire early. To each their own but to me, retirement isn't just about not having to work, it's about having the freedom to do whatever you might reasonably want, such as travel, buying things, enjoying life, etc. I don't think I could retire with less than $3m in income-generating investments, maybe $2m at the very minimum. I plan to work until I'm at least 45

@ThomasWilliam-sw8ms Год назад

Nobody knows anything, you need to create your own process, manage risk and stick to the plan, through thick or thin while also continuously learning from mistakes and improving

@ScottBrown-c3p Год назад

@@ThomasWilliam-sw8ms Having an investment adviser is the best way to go about the market right now, especially for near-retirees, I've been in touch with a coach for a while now mostly cause I lack the depth knowledge and mental fortitude to deal with these recurring market conditions, I netted over $220K during this dip, that made it clear there's more to the market that we avg joes don't know

@ThomasWilliam-sw8ms Год назад

@@ScottBrown-c3p Who’s the person guiding you

@ScottBrown-c3p Год назад

@@ThomasWilliam-sw8ms credits to *KRISTIN GAIL CUNNINGHAM*, one of the best portfolio managers out there. she's well known, you should look her up

@ThomasWilliam-sw8ms Год назад

@@ScottBrown-c3p Thank you, I just checked her out and I have sent her an email. I hope she gets back to me soon.

@robertpadilla6250 Год назад

Can we schedule some time?

@mangumlaw Год назад

mangumlaw.setmore.com

@galactic25 4 месяца назад

Can a business be ran with limited POA’s for each client? This would be for daytrading stocks, options, futures. The person trading would receive commissions based on returns. Is there a limit to number of clients? Is this a workaround to needing to register RIA or be a fiduciary? Is this a workaround for needing to have accredited investors? Can this money be pooled or can all client accounts be linked together by API where one trade buy button will execute for multiple accounts? If pooled, how can you attribute gains/losses to a specific client? What would the legal realm say to this kind of business setup?

@mangumlaw 4 месяца назад

You'd need to set up a private 3c1 fund to do what you're proposing. Otherwise, you'd need to get a Series 65 and register with FINRA as a RIA.

@rebeccasimmers9363 2 месяца назад

I am a financial analyst and considering starting a private investment fund. People who are impressed with my personal portfolio growth are interested in copying me or hiring me to run their portfolios. But I don't want to get into all of that. Can I just create a Securities investment LLC or LLP that allows people to buy in to become members and leave the management to me? I want to avoid any scenario that involves members participating in stock selections.

@mangumlaw 2 месяца назад

Thanks for your question. A 3c1 private investment company structured as an LP that you manage and control as the GP (investors are LPs with no voting control) may be the way to go. I’d be glad to chat with you directly about the details of how it may work given your specific objectives in a free introductory call if you want to schedule a time on my calendar at mangumlaw.setmore.com/beta or shoot me an email at darin@mangumlaw.net?

@MorlenKennels 8 месяцев назад

What state are you in? I need help starting an impact investing fund.

@mangumlaw 8 месяцев назад

My main office is in Puerto Rico but practice nationwide and internationally. Glad to help you with your fund. Shoot me an email at darin@mangumlaw.net or use this calendar link to schedule a time to chat (a free introductory Q&A call): booking.setmore.com/scheduleappointment/e27c99a7-1f85-4c3e-a783-1e574a9da39a

@galactic25 4 месяца назад

So if a hedge fund has 100 investors, it triggers the need to register as an RIA, so does that mean that the hedge fund will have to act as a fiduciary for all 100 investors. Will that mean that the fund can no longer do high risk activities such as daytrading, options, and Index futures like eminis? Is high risk trading like this ok to do as a fiduciary as long as the client approves this and understands the higher risk being taken when trading with full discretion?

@mangumlaw 4 месяца назад

Section 3c1 of the Investment Company Act governs such funds. Call me at +1.801.787.9072 and I'd be glad to discuss the particulars with you.

@ManufacturedHousingExpert 3 года назад

valuable information. Thank you for sharing.

@mangumlaw 2 года назад

Glad you find the content valuable!

@miguelmercado5382 3 года назад

I have a few friends that want to start an investment fund or a private equity and we are not sure which way to go. Can you help us decide which way to go.

@mangumlaw Год назад

Yes sir! Please schedule an appointment with me here: mangumlaw.setmore.com/ (NOTE: Unless otherwise noted, all times are U.S. Mountain Time Zone) or you can contact colby@mangumlaw.net so set up a time. Thank you!

@adamnonnenmacher7774 Год назад

I want to pool investor capital together in a fund in order to buy, manage, build, develop etc. real estate properties and offer investors a fixed or waterfall annual return on their invested capital. I believe this is called an income fund? I have many questions: -What is the correct legal structure for such a fund? -Are my properties held in individual legal entities that are a subsidiary of the fund LLC? -can I market my fund to anyone or have friends and family invest in it? -what docs and such are needed to setup a fund and add investors (I believe the term may be, subscribers?) - can I advertise a certain yield on investment? -what is the best way to manage all these investors contributions? Hire an accountant or do they have fund management software? -does my fund have to invest only in real estate or can it invest in other things as well?

@mangumlaw Год назад

I'd be glad to answer all of these questions! Please schedule an appointment with me here: mangumlaw.setmore.com/ (NOTE: Unless otherwise noted, all times are U.S. Mountain Time Zone) or you can contact colby@mangumlaw.net so set up a time. Thank you!

@michaelbirger2008 Год назад

Very interesting. Thank you for this great video

@Book-Gnome 3 года назад

Is there a way to setup a small investment fund (or group) with non-accredited investors and one person managing it without a series 7 or 65? Thanks in advance

@mangumlaw 3 года назад

You'd likely want to set up a private investment company like a 3c1 and operate pursuant to available exemptions from registration. We can help you with this.

@jefferykolb 3 года назад

What are the advantages of setting up a private 3c1?

@tyronsteele 7 месяцев назад

@@mangumlaw I am completely new to investing. However, I would like to establish a small private investment company that doesn't require a series 7 or any other level license.

@mangumlaw 7 месяцев назад

@@tyronsteele yes, we can help you with this. Feel free to schedule a call with me using this link: mangumlaw.setmore.com and we can discuss your particular objectives. Or shoot me an email to darin@mangumlaw.net. Thank you!

@khalidibn4256 3 года назад

Thanks I was thinking of starting my own

@mangumlaw 3 года назад

Let us know if you'd like to have a conversation exploring this further.

@jadeculbertson3128 Год назад

Great content ! Thanks

@DanBelsky_Health_Money_Love 10 месяцев назад

Hi. Are you still doing your invest club?

@EoverB Год назад

Thanks. Great information

@blakehoran9629 2 года назад

Hey. I'm in Ontario Canada. Looking to start an investment fund. Could you help me? Do you have an outline for everything I would need to prepare? Thanks again in advance

@mangumlaw 2 года назад

Yes, please contact colby@mangumlaw.net and she can send you all the details, all for one reasonable flat-rate fixed fee. We can get you prepped with your own private investment fund in about 30 days or less. Thank you for watching our content!

@blakehoran9629 2 года назад

@@mangumlaw Hi Darin. I just emailed Colby. Thanks again.

@ImranKhan-kr4bu Год назад

Many thanks 🥰😊

@uongnuockangencotienhuu8179 3 года назад

Hello Mister, I just form a corporation. I want to operate as a hedge fund trading in Crypto and Forex Markets. I want to know what licenses or certificates are required to not get in trouble with any institutions or the SCC in the long run? Thanks and look forward to the answer

@mangumlaw 7 месяцев назад

Glad to help! Please contact me at darin@mangumlaw.net to discuss your particular objectives.

@brianbordenkircher52 2 года назад

Very, very helpful. Thank you!

@mangumlaw 2 года назад

Glad it was helpful!

@danielslara2010 2 года назад

I'm a profitable retail trader but how can I raise capital to grow my trading business? Thanks.

@mangumlaw 2 года назад

Hi Daniel. You'd need to set up a 3c1 private investment fund (which we can help you with, of course) to pool capital from LP investors, whereupon you can then execute your trading strategy on behalf of the fund as the fund's general partner (GP). Does that help?

@ianime_freak3094 4 года назад

Hi Mr. Mangum, Iwant to have an investment fund. How can you help me please?

@mangumlaw 4 года назад

I would love to help you. Please contact me by phone or email. I look forward to hearing from you.

@kwell2307 2 года назад

Super off topic, but curious on your take with SEC vs Ripple.

@mangumlaw 2 года назад

I've made a few RU-vid videos expressing my opinion on this ongoing lawsuit, but I believe the SEC has the upper hand when it comes to the legal arguments presented.

@FawadZakai 3 года назад

Nice informative video sir. One question. Do you take clients who's interested in opening up a S or C Corporation? I'm interested in opening up a restaurant business sometime next year... Thanks

@mangumlaw 3 года назад

Yes sir. Let's schedule a call and talk about it whenever you're ready.

@Goldvalor 2 года назад

I want to set up an investment company. I want it registered in the united States and I want it to grow big and I wish to have as many investors from around the world. What do I do to make it approved and verified understand the united states government? Thanks in advance

@mangumlaw 2 года назад

We'd likely set you up as a private investment company under Section 3(c)(1) of the Investment Company Act of 1940, as amended. Contact my team at colby@mangumlaw.net and we'll set up a Zoom call to discuss. Glad to help answer your questions and looking forward to helping you. Thanks for watching our channel!

@mansafamara 10 месяцев назад

i would love to partner with you in order to successfully launch our investment group

@hwayoungx3 Год назад

Hello, Is it better to set up an LLC or use my personal when investing in a LP project (syndication fund)? Thank you!

@jirenthegray Год назад

LLC is much better as it protects you from personal liabilities. You can also use that to value your overall investment portfolio through an LLC.

@mangumlaw 7 месяцев назад

It depends. Call me to discuss if you can?

@CodyHill82 2 года назад

What kind of license is needed? Also, I have been investing for years. Would it be possible to create a private fund, even if it's just for my wife and myself? If so, would it be recommended? Thank you!

@mangumlaw 2 года назад

Yes, a private fund is possible, but probably overkill if you're just investing on behalf of yourself and your family household. If you're expanding beyond that threshold, then we can certainly help you!

@dallaslucy Год назад

Just open an LLC to buy stocks with if you want it separate from personal accounts

@betserv.1187 Год назад

@@dallaslucy If a person (A) owns an LLC 100% or partially, can another person (B) who was awarded personal judgment against the person (A) force-sell the person (A)'s LLC shares OR put a lien on profit/dividend distributions from the LLC?

@reecem367 3 года назад

Hi so I've got kind of a ridiculous but honest inquiry, lets say I have a million dollars and rather than trading in a regular account and paying income tax on the gains I decide to instead start a mutual fund of which I'm also the manager...and I personally put up all of the investment myself, hence I'd own all the shares. Then once a year I just sell some of the shares back to the fund at a profit with those gains being a long term capital gain for which I owe little or no tax...which is the point. Then eventually once the fund has bought back all of my shares, it simply opts to liquidate and dissolve NAV to whoever owns the equity...which is also me since I started the fund. Hence I would owe capital gains on all of the proceeds there but which of course is still a lot less than otherwise...at that point I could possibly just start a new fund, put up all the investment again like before and repeat. Your thoughts?

@mangumlaw Год назад

We'd need to chat about the details. Please schedule an appointment with me here: mangumlaw.setmore.com/ (NOTE: Unless otherwise noted, all times are U.S. Mountain Time Zone) or you can contact colby@mangumlaw.net so set up a time. Thank you!

@christopherwalsh3101 3 года назад

How I start my own Ark Invest???

@mangumlaw Год назад

Please schedule an appointment with me here: mangumlaw.setmore.com/ (NOTE: Unless otherwise noted, all times are U.S. Mountain Time Zone) or you can contact colby@mangumlaw.net so set up a time. Thank you!

@christopherferreira9616 3 года назад

Hey Darin - I have a question related to this. Do you have an email I can use to reach out?

@darinmangum911 3 года назад

Yes sir. Please feel free to email me at darin@mangumlaw.net or reach out to my liaison, Bryson Blaylock, at bryson@mangumlaw.net to schedule a time to chat. Thank you! :-)

@mangumlaw Год назад

@marleyroberts7091 2 года назад

Hi, I was curious if instead of customer they are recognized as donators. That would exept the 99 customer rule and provide a nice tax break. Is this illegal?

@johnfanning6319 4 года назад

Darin, do you have experience setting up the PPM for agriculture investments

@mangumlaw 4 года назад

Hi John. Yes sir. Over the past 21 years I've helped dozens of farm-based projects get set up for capital investment. Do you want to schedule a call to discuss your particular agriculture project?

@HomeMoonshiners 4 года назад

@@mangumlaw i do. 6039976786

@EoverB Год назад

Starting one just need insight

@mangumlaw Год назад

@charlesmiles85 4 года назад

Thanks Darin, what about starting financial trading fund? (Forex, futures etc..) thanks for you content, just found you!

@mangumlaw 4 года назад

Yes, these rules apply generally to just about any private "3c1" investment company.

@AndrewCosmos7 3 года назад

Greetings Darin, I was thinking about starting a Cryptocurrency fund, Im under the EU jurisdiction. Any advice would be much appreciated. Thank you :)

@mangumlaw 3 года назад

Glad to help you with that. Please reach out to us at www.mangumlaw.net. Thank you for watching! :-)

@JoeDoe1 2 года назад

Thank you.

@mangumlaw 2 года назад

You're welcome!

@arodterminator5688 3 года назад

Hello, how could I contact you about advising me and my team to help set up for LLC firm for a hedge fund.

@mangumlaw Год назад

@lesvarghese1466 Год назад

I would like to connect to see if you are able to help me. Interested in a fund

@mangumlaw Год назад

Yes, you can schedule a call with me at this link: mangumlaw.setmore.com/ (NOTE: Unless otherwise noted, all times are U.S. Mountain Time Zone) or contact colby@mangumlaw.net who can help schedule a time to chat. Thank you!

@harrymaguire7005 4 года назад

Great video Darin. Can you help me understand better. For example, if I formed an llc in California “little billy investments LLC” as a private investment fund. Company would only invest in stocks. Would I be able to do this and have any clients? Do you have to have credentials? Does a business degree suffice? I am very confused on the rules after you form the private investment fund. Could you form one and just manage your own money and maybe have 5 clients who invest 100k each? In that scenario you don’t need to register with SeC and have series exams etc right? Thank you sid

@harrymaguire7005 4 года назад

Sir*

@mangumlaw 4 года назад

Thanks for your comments and feedback, Sid. Glad you found the video helpful. Yes, we'd be able to help you set up a private "3c1" investment fund where you would not need to have a securities license. I'd be glad to discuss it in more detail with you. Here's a link to my calendar to schedule a convenient time to chat: mangumlaw.setmore.com/ Thanks again, and talk soon, -- Darin

@harrymaguire7005 3 года назад

@@mangumlaw hi Darin, thanks for the reply. I’m the scenario above. What would be the difference between going with an LLC or an S Corp (Inc.). Does it make any difference? Does it provide better business expansion opportunities? Can this fund act as a holding company in the future if a business opportunity arises?

@mangumlaw 3 года назад

@@harrymaguire7005 the entity type can be either a corporation or an LLC and can act as a holding company. However, please contact me to discuss details. See www.mangumlaw.net or call +1.877.343.3103 thank you.

@menguardingtheirownwallets6791 11 месяцев назад

Manage your OWN investments first. If you can somehow deliver returns in excess of 30% per year, for 6 consecutive years, then go ahead and start up an investment fund. If not, then don't even bother.