If you are in possession of material nonpublic information you are not legally allowed to trade securities associated with that information. However, the SEC does not mandate trading blackout dates prior to earnings announcements. Or board meetings. Or investor conferences. Or 10-Q filings. Or 10-K filings. Or SEC investigations. That makes total sense to me. Don't you feel warm and fuzzy inside now? #insidertrading #insiders #regulation #compliance #governance #ethics #cfainstitute #fraud #rules #fraudawareness #regulations #principles
15 окт 2024