Must watch this • Series 66 Exam, Series...
Time stamps: PENDING
00:00 Intro
1:53 Exempt securities (NOUN)
2:14 Exempt transaction (VERB)
2:29 Registration of the security with the State Administrator
2:41 US Government securities
3:00 Municipal bonds
3:18 Candian sovereign national debt and Canadian political subdivisions
3:57 Foreign National Governments
4:52 Banks
5:35 Insurance companies
6:10 Public utilities
6:35 Charitable organizations
6:58 Federally covered securities
7:15 NYSE, NASDAQ, Mutual funds, and Reg D
8:32 Exempt transactions
9:00 Preorganization certificates
10:30 Uniform Securities Act Private Placement
13:30 Transaction with institutions NOT RETAIL CUSTOMERS
14:20 Unsolicited non-issuer transactions
16:00 Fiduciary transactions. Trustee, executor, Sherriff, administrator
17:27 Registration of the security through COORDINATION
18:10 Registration of the security through QUALIFICATION
24 июл 2024
