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The Six Phases of Compliance 

Sonia Luna
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The six phases of our compliance approach. Get your FREE Control Compliance analysis to find out if you have too many key controls in your SOX 404 plan. Also find out if you're updated to the new PCAOB internal control standards. Contact us today at:
www.avivaspectrum.com/contact-us

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15 июл 2024

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Комментарии : 55   
@marqopolo9948
@marqopolo9948 5 лет назад
This is my mom and I’m watching her videos from her ipad ❤️
@nandatandon909
@nandatandon909 4 года назад
she is so kool:)
@nahighrange2209
@nahighrange2209 4 года назад
She's doing very good, well done.
@kwrer6087
@kwrer6087 4 года назад
Making Risk And Compliance Management A Priority , Read more on Global Banking & Finance Review. www.globalbankingandfinance.com/making-risk-and-compliance-management-a-priority/ #risk #compliance
@u7617
@u7617 3 года назад
Lol
@aandejani5289
@aandejani5289 3 года назад
Good luck 👏
@The12thSeahorse
@The12thSeahorse 8 лет назад
Superior quality presentation!
@MrDukeus
@MrDukeus 7 лет назад
Great video Sonia!
@heoheobu0012
@heoheobu0012 7 лет назад
I love your videos. Big love from Vietnam
@indumathynarayanan9709
@indumathynarayanan9709 6 лет назад
Very valuable information. Thanks
@alexkeane1448
@alexkeane1448 6 лет назад
I recently had my team being internally audited. We have an internal audit team - CCG (Core Compliance group) who do soft audit to ensure that all of the documentations are available per the compliance requirement. Thanks Sonia
@ccica
@ccica 5 лет назад
Good presentation, Luna.
@jitendratrivedi6805
@jitendratrivedi6805 4 года назад
Sonia, just want to understand how things work in actual world. This video was of great help.
@shane6500
@shane6500 4 года назад
Thank you for the presentation..
@vanessawhyte6856
@vanessawhyte6856 3 года назад
Thank you very much, excellent explanation.🤗
@nannosuharno8805
@nannosuharno8805 Год назад
Thanks a lot. That’s such great explanation.
@manjunathkumaryadalam31
@manjunathkumaryadalam31 8 лет назад
Love your lecture superb
@FiscalRangersFlorida
@FiscalRangersFlorida 4 года назад
Interesting overview. I am a retired CIA, who started at the County of LA in the 1970's, then ARCO, Ashton-Tate (software), Nissan, etc. as a CIA focused on NON-compliance operational auditing. I mostly worked at firms that were industrial and profit motivated and mostly interested in operational improvements from internal audit. There were hardly any compliance standards then, and IIA was mostly focused on operational auditing. Now compliance work like SOX, COSO, etc. has overwhelmed them. Nothing beats finding a million dollar savings over spending 3-weeks to verify compliance of an obtuse regulation.
@salumukamba2615
@salumukamba2615 Год назад
Incredible
@ElisYulianti-pm5pn
@ElisYulianti-pm5pn 3 года назад
Hi ms sonia , I come from Indonesia. Nice to see your presentation. Anyway I had experience as factory compliance officer also which supervising and monitoring about social compliance, health and safety and CTPAT.
@TheBebe4ever
@TheBebe4ever 4 года назад
Excellent
@rajeshkulkarni6041
@rajeshkulkarni6041 7 лет назад
Hi Sonia , Thank you for nice , clear and easy to understand presentation if you have any slides on US GAAP then pl share
@BEELAX.
@BEELAX. 8 дней назад
I had a Choir teacher in Rialto CA last name Luna.
@healthcomplaint9415
@healthcomplaint9415 4 года назад
good luck that was useful
@AamerAli
@AamerAli Год назад
Hi . Can you please let me know what is the difference between Compliance Framework and Compliance Program.
@hossainali3919
@hossainali3919 5 лет назад
স্যার, কমপ্লায়েন্স জগতে ভালো মানের সার্টিফিকেশন এবং ভালো মানের সার্ভিস দেয়াটাই চ্যালেঞ্জিং , তবে আমরা, টীম ইন্ভেটিভ যতটুকু সম্ভব কাজ করে যাচ্ছি আমাদের সর্বশ্রেষ্ট শ্রম দিয়ে , আমাদের নিম্নে বর্ণিত কিছু উল্লেখযোগ্য সার্ভিস হলো - ১। আমরা BSCI অডিট পুরোটাই প্যাকেজ আকারে করে থাকি যার মধ্যে কন্সালটেন্সি , ডেভেলপমেন্ট , RSP সাপোর্ট , অডিট বডি কোর্ডিনেশন ইত্যাদি থাকে। ২। SEDEX অডিট প্যাকেজ আকারে করে দিচ্ছি । ৩। আমরা আন্তর্জাতিক মানসম্পন্ন আইএএস এর আওতায় LMS Certification UK এর বাংলাদেশ লোকাল অফিস , আমরা ISO ৯০০১- কোয়ালিটি ম্যানেজমেন্ট সিস্টেম, ISO ১৪০০১ - এনভায়রনমেন্টাল ম্যানেজমেন্ট সিস্টেম , ISO ৪৫০০১ - OHSAS ইত্যাদি করে থাকি । ৪। আমরা ভিবিন্ন ধরণের পরিবেশের এসেসমেন্টের কাজ করে থাকি যেমন EIA , EMP , শব্দ , আলো ইত্যাদি এছাড়াও আমরা ETP স্থাপন করা, ফায়ার ডিটেকশন সিস্টেম ( Avenger UL ) সাপ্লাই দিতে পারি । আশা রাখি আমাদের সাথে থাকবেন । যোগাযোগ - এ ক মোঃ আরিফুল ইসলাম ব্যবস্থাপনা পরিচালক ০১৯৭২২৭০২২৭ হোসাইন আহমেদ অপারেশন ম্যানেজার এবং কোর্ডিনেটর ০১৭৫০২৪৬০৭৯
@Gydeline
@Gydeline 4 года назад
Thanks for the overview, some good points. My question would be, how does this/can this approach apply to smaller organisations who are resource and cash constrained? What is a simpler approach they could adopt to compliance?
@itskomp
@itskomp 5 месяцев назад
Same approach, just in house.
@tarekhossain3541
@tarekhossain3541 5 лет назад
we need information about Leather footwear factory complince low .
@khalidqureshi945
@khalidqureshi945 Год назад
Thumbs up.....
@askhan4890
@askhan4890 3 года назад
Can you please add subtitles as well, it will then easy to understand.
@robertcheruiyot4264
@robertcheruiyot4264 5 лет назад
good
@emanuelarkadi6923
@emanuelarkadi6923 5 лет назад
Good insight
@JonaliChatterjee
@JonaliChatterjee 6 лет назад
What are the certifications that can be done for the compliance role?
@christinafrancis713
@christinafrancis713 5 лет назад
Could someone please answer this for me too?
@Suga89
@Suga89 5 лет назад
Google Series 7 exam
@Suga89
@Suga89 5 лет назад
@@christinafrancis713 series 7 exam
@FiscalRangersFlorida
@FiscalRangersFlorida 4 года назад
Certified Internal Auditor - CIA - at TheIIA.org To verify "compliance", you are checking how processes match requirements in some specified standard, like AICPA, IIA, COSO, or more narrow ones specified for industries. So, know which standard, then look up if they have a certification for compliance specialists. However, the CIA does some compliance, but also non-compliance issues like corporate troubleshooting, operational auditing, etc. (I was one).
@justinlavine9209
@justinlavine9209 2 года назад
Does anyone know if ISO inspectors or trainers can legally lie to employees, or misrepresent the responsibilities of the employer's employees to said employees?
@tarekhossain3541
@tarekhossain3541 5 лет назад
if you are agree / interest than we want to appoint to you our company
@RajanRajan-ft1fs
@RajanRajan-ft1fs 3 года назад
Mem I didn't understood because_of I still learning english,anyway thanks mem ,,if I watch more thus video I can understand ..,so I watch again
@nikhil571060
@nikhil571060 7 лет назад
Good one Mam...!
@SoniaLunaAvivaSpectrum
@SoniaLunaAvivaSpectrum 7 лет назад
Thank you I appreciate the comment. What other topics would interest you such that we continue to try our best in providing quality content. Thank you again.
@nikhil571060
@nikhil571060 7 лет назад
Yes definitely
@nikhil571060
@nikhil571060 7 лет назад
Mam, Please provide the Statutory Compliance Planning and Corporate Compliance planning
@vspot2505
@vspot2505 6 лет назад
Excellent
@victoriamatete822
@victoriamatete822 3 года назад
@@SoniaLunaAvivaSpectrum thanks for the good video madam,can you tell us what are the main compliance issues
@tariqz5384
@tariqz5384 2 года назад
Your plan has no information on how you use MIS of the client and how far your work is automated.
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