Anti-Money Laundering Overview Webinar 

On 29 September 2020 we held a free webinar to assist firms in understanding Anti-Money Laundering and their obligations under the legislation.
KEY CONTENT
- Legislative Framework
- Relevant Persons & Regulated Business
- MLRO / Nominated Officer Responsibilities
- AML Policies & Procedures - Structure & Content
- A Risk Based Approach & Risk Factors
- Due Diligence Levels & Measures
- SARs, Consent & Penalties
RESOURCES
A copy of the slides are available to download on our website:
dglegal.co.uk/...
SPEAKERS
Pat Estabrook, Consultant, DG Legal
Pat has a hugely impressive amount of experience in compliance having worked for the Legal Complaints Service, the Solicitors Regulation Authority and as Head of Compliance of a large private law firm. Pat’s particular areas of expertise include SRA compliance, file reviews and complaints handling but she has also a wealth of practical experience in law firm management.
David Gilmore, Director & Founder, DG Legal
David has provided advice and assistance to hundreds of law firms and other legal organisations. He delivers specialist consultancy and training on a wide range of topics including business management & strategy, tendering, compliance and quality assurance.