Key Steps to Successfully Finalize Your 401(k) Audit 

The end of July marks the deadline for most calendar year-end plans to wrap up their 401(k) plan audit, but are you following best practices to ensure compliance with Department of Labor, ERISA and IRS regulations? Even if your organization has an extension to file your finalized Form 5500 in October, there are tactics you can use to secure a successful filing. As the finish line nears, Kim Moore, Director and 401(k) Audit Practice Leader, and Karen Hill, Audit and Assurance Manager, detail the key steps plan sponsors should take to complete their audit.