NISM Mutual Fund Chapter 4 - Legal & Regulatory Framework 

Answer no. 4 is No, mutual funds can buy and sell securities on both delivery and non-delivery basis, depending on the type of transaction and the regulations governing mutual fund operations. 1. Delivery Basis: When a mutual fund buys securities on a delivery basis, it means that the actual transfer of ownership of the securities takes place, and the mutual fund becomes the legal owner of those securities. The securities are held in the fund's portfolio, and any returns or gains from those securities are reflected in the fund's net asset value (NAV). Delivery-based transactions are the most common for long-term investments. 2. Non-Delivery Basis: Mutual funds can also engage in non-delivery-based transactions, which include various types of derivative instruments such as futures and options. In non-delivery transactions, the mutual fund does not acquire actual ownership of the underlying securities but rather enters into contracts that derive their value from the price movements of those securities. Non-delivery transactions are typically used for short-term trading, hedging strategies, or to gain exposure to specific market sectors or asset classes. The ability of mutual funds to engage in non-delivery transactions is subject to regulatory guidelines and the fund's investment objectives and strategies as defined in its offer document. The extent of non-delivery transactions may vary among different mutual funds and may be subject to certain limits and risk management practices. It's important for investors to review the scheme-related information, including the offer document and scheme's investment strategy, to understand the extent to which a mutual fund may engage in non-delivery transactions. This will provide insight into the investment approach of the mutual fund and the potential risks and rewards associated with its investment activities. 37:48

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Thank you! Because of your help, I have successfully passed my examination

Thanks a lot. Your videos from 3 - 5 really helped me. " Passed yesterday with 84 marks ". My score improved by atleast 16 - 17 points from all the mock tests I had given. Appreciate your efforts. 👍🏻

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@37:47 *"Mutual funds can buy and sell securities only on delivery basis. State whether this statement is True or False."* Right option - *True*

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Please rectify Q4. The ans given by NISM is true not false.

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Hi all, today's date 12/2/24 I have given the exam and passed with 63 marks All I wanted to tell you is just practice the MCQ is ok at the end but you have to quit focus theory portion because pattern is changed, also thank a lot ma'am (devtech finance) for the journey

Thank you so much maam. I cleared NISM exam with 81 marks. Your videos help me a lot. Appropriate your hard work.

Investors have bought 20 crore units of a mutual fund scheme at Rs. 10 each. The scheme has thus mobilized 20 crore units X Rs. 10 per unit i.e., Rs 200 crore. An amount of Rs. 140 crore is invested in equities. The balance amount of Rs. 60 crore, mobilized from investors, was placed in bank deposits. Interest and dividend receivable (accrued but yet not received) by the scheme is Rs. 8 crore, scheme expenses payable (accrued but not paid yet) is Rs. 4 crore. Calculate the scheme’s NAV per unit. a. Rs. 20.40 b. Rs. 10.20 c. Rs. 20.00 d. Rs. 10.00 Please ans mam

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Thank you for detailed explanation

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2 days , 15 videos , got 66 marks Thank you Madam

NISM chapter 8- Derivatives also wanted. please make video and uploaded it

Nice content and explaination ... Kindly upload other chapters

for question number 4 answer is true

mam i wanted to ask that is there any recent changes in the module??

Ma'am pls check question no.4 of mock test Because in book I'm having of NISM V A it's answer is true But I think it should be false Ma'am pls recheck the answer

Ques 4 is the answer is false? In study material it is true that is what material says

Great service

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Ans no 4will be true, ma'am please make a correction. Otherwise amazing teaching

Madam questions number 4th answer is True

Today complete the exam thank you

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Please make a video NISM Series 8 Equity Derivative

Hello madam, I have a query. Can a same Person apply for ARN and EUIN number ?

Hye mam I'm going with your videos and the content is very clear and easy to us. Will it help me to clear the NISM exam 😊

How I get mock test ??

how can we get these ppts?

Answer of MCQ 4 is (a) true, please make correction.

Thank you mam!

Mutual funds can buy and sell securities only on delivery basis. Answer is true but in vedio incorrectly mentioned as false

Question no. 4 isn't discussed anywhere in this video

Ma'am Tom 5.50pm I have exam in bangalore basaveshwar Nagar. I followed ur videos but still getting tension because this my 2nd attempt

I want to know, why the 4th question is false?

Question 4 in MCQ is Incorrect. We can buy securities for MFs in Delivery Basis only.

Madam please clarify about the 4th question. You have mentioned false .

Thanks for this

answer of 4th question should be True. Please confirm

Hello, I really appreciate the work you are doing, Just one clarification I needed here for my confusion. In the MCQ section in Question 4: Mutual Funds can buy and sell securities only on a delivery basis, you said it's False but as far I know once mutual funds buy any security, there is compliance that till the stated period they cannot sell that investment in the fund and as per my knowledge doing intraday is not allowed so they cannot do intraday. So I guess the statement is true that Mutual Funds can buy and sell securities only on a delivery basis. Regards.

To the admin of this page, Please help me. I don't know the passing marks and pattern of the exam.

Great voice

7 out of 8 I got

My examination is on 13 Feb, are these videos helpful for me ?

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CAN SOMEONE SEND PDF OF THE PPT USED IN THIS VIDEO PLEASE

Thanks mam

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👍🏻

so nice video

mam question no. 4 will be true i guess , please check and reply

My exam is in 14 days. Can anyone help me by telling what is the passing marks of the exam?

Mam pls make a mock test video

Kindly upload all other chapters

if any one wants to invest in m.f. can he or she choose their fund manager according to their wish??

As per latest syllabus 4.2.3 General restrictions not explained

Thank you for your efforts

Can you upload videos in Marathi

You have answered the 4th MCQ Wrong The correct answer is true (a) TRUE (b) FALSE Correct Answer TRUE Answer Explanation The Mutual Fund will buy and sell securities on delivery basis. Securities purchased will be transferred in the name of the Mutual Fund because of the respective scheme. This means mutual funds cannot square-up the same day. Please be Careful

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Ma'am I think 4th one is true

in mcq question number 4 you opt wrong answer

MCQ 4th question answer is true

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The 4 mcq qstn answer is wrong. the correct answer is TRUE

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4th ture

Mam my 1st time nism registation exam is not clear please mam help me please please share me video jisse mai is br clear kr lu nism exams please mam🙏

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4th question you mentioned that mutual fund can buy and sell securities only on delivery basis. - your ans is false And in Nism V A workbook they said its true What's the correct answer ?

🔴Sebi doesnt approve or disprove any scheme,it just gives its observation,,at 10:52

the answers of certain mcqs are wrong pls do provide the correct one

Reply plsssss

Can you in hindi

I just watched 12 video only...for 3days ...each day 4 videos...i cleared NISM IN FIRST ATTEMPT

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