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FCA: prepare for the enhanced appointed representatives (AR) regime 

Grant Thornton UK
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The FCA's enhanced AR proposals cover several areas from regulatory notification to governing body oversight. Some rules are entirely new, others provide further clarification on the FCA’s expectations. During our webinar our expert speakers explored the likely impacts on principals and appointed representatives, and how your firm can prepare before the rules come into effect.

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27 июл 2024

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